Capstone trades under the ticker symbol CGEH on the OTCQX® Best Market, the highest tier of the OTC Markets Group. 
On January 2, 2025, Capstone’s shares were first quoted on the OTC Pink Open Market under the ticker CGEH. This served as an initial step after restructuring before advancing to the OTCQX Best Market.

What are Capstone’s future plans?
The Capstone Energy+ views its OTCQX listing as an important milestone in the Company’s broader growth strategy. Company’s ultimate goal is to pursue a future listing on a national securities exchange such as the NYSE or Nasdaq. Capstone Energy+ is focused on expanding its position as a leading distributed energy solutions provider serving mission-critical markets including data centers, healthcare, industrial operations, utilities, oil & gas, and Energy-as-a-Service applications.

The Company continues to execute a strategy centered on operational excellence, profitable growth, energy resiliency, scalable on-site power solutions, and long-term shareholder value creation.

Capstone Energy+ trades under the ticker symbol CGEH on the OTCQX® Best Market, the highest tier of the OTC Markets Group. You can look up Capstone’s stock information on the OTC Markets website: View CGEH on OTCQX

If you are a registered shareholder, you may also contact our transfer agent, Broadridge Financial Solutions, LLC, at shareholders@broadridge.com for assistance with your account or share records.

Shareholders are encouraged to consult with their financial advisors regarding the implications of trading on the OTCQX Best Market.

Capstone Energy+, Inc. (OTCQX: CGEH) common stock is quoted and traded on the OTCQX® Best Market, the highest tier of the OTC Markets Group. Shares are listed under the ticker symbol CGEH.  To purchase or sell shares, please contact your broker or financial advisor to determine if your brokerage supports trading on the OTCQX Market and to discuss the options and implications for buying and selling Capstone stock.

Many full-service and online brokerage firms generally support OTCQX securities, though each firm sets its own policies. Brokerages that often support OTCQX stocks include Fidelity, Charles Schwab, TD Ameritrade, and Interactive Brokers. Some platforms may not yet support CGEH shares or may require additional steps for OTC trading authorization If CGEH does not appear in your account, we recommend contacting your broker’s customer service for guidance or considering an account with a firm that supports OTCQX trading.

View CGEH on OTCQX

Through your brokerage account, or by contacting our transfer agent:

Broadridge Corporate Issuer Solutions, Inc.
P.O. Box 1342
Brentwood, NY 11717
T: 1-(877)-830-4936 (Domestic) or 1-(720)-378-5591 (International)
Website: www.shareholder.broadridge.com
E-mail: shareholder@broadridge.com

Capstone Energy+ was originally organized in 1988 as Capstone Turbine Corporation and reincorporated as a Delaware corporation on June 22, 2000.

Capstone Energy+, Inc. traces its public-company history to Capstone Turbine Corporation, the predecessor company, which became a public company on June 29, 2000 and traded on Nasdaq under the ticker symbol CPST. Capstone Turbine Corporation changed its name to Capstone Green Energy Corporation effective April 22, 2021, and its ticker symbol changed to CGRN.

In connection with the Chapter 11 restructuring, the predecessor company’s Nasdaq trading was suspended effective October 5, 2023, and formally delisted effective October 23, 2023. The Chapter 11 plan became effective on December 7, 2023. On that date, Capstone Green Energy Corporation was renamed Capstone Distributor Support Services Corporation and became a privately held company, while its subsidiary, Capstone Turbine International, Inc., was renamed Capstone Green Energy Holdings, Inc. and became the successor to the predecessor company for SEC reporting purposes.

Accordingly, while the Capstone business has a public-company history dating back to June 29, 2000, the current legal entity now named Capstone Energy+, Inc. became the public successor company on December 7, 2023. On the effective date of the reorganization, shares of the successor company’s common stock were issued pro rata to holders of the predecessor company’s common stock.

The successor company became current in its SEC periodic filings on October 17, 2024, and later received approval for OTC trading on January 2, 2025. Capstone Green Energy Holdings, Inc. changed its corporate name to Capstone Energy+, Inc. effective April 30, 2026, and its common stock continues to trade under the ticker symbol CGEH on the OTCQX Best Market.

16640 Stagg Street
Van Nuys, CA 91406
United States of America

March 31^st

• The fiscal year begins on April 1 and concludes on March 31
• The First quarter begins on April 1 and concludes on June 30
• The Second quarter begins on July 1 and concludes on September 30
• The Third quarter begins on October 1 and concludes on December 31
• The Fourth quarter begins on January 1 and concludes on March 31

Capstone Energy+ is classified as a Smaller Reporting Company and non-accelerated filer by the SEC, whereas the quarterly 10-Q must be filed within 45 days of the end of a quarter, and the annual 10-K must be filed within 90 days of the fiscal year which is March 31st. The earning calls are held prior to the filing of the 10-Q or 10-K and are announced via a press release, generally two weeks prior to the earnings release date.

The Company expects to continue enhancing investor communications, transparency, and market engagement through earnings calls, investor presentations, SEC filings, and strategic updates.

Typically, Capstone  Energy+  holds its Annual Meeting of Stockholders in late August or early September. Stockholders are informed of the date, time and location by Proxy that is distributed in advance of the meeting, and a notice is placed on the Investor Relations section of the Company website.

Capstone  Energy+’s Transfer Agent is Broadridge Corporate Issuer Solutions, Inc. Registered owners may contact them to inquire about address changes, stock transfers, and all other account matters.

Contact information:

Broadridge Corporate Issuer Solutions, Inc.
P.O. Box 1342
Brentwood, NY 11717
T: 1-(877)-830-4936 (Domestic) or 1-(720)-378-5591 (International)
Website: www.shareholder.broadridge.com
E-mail: shareholder@broadridge.com

CBIZ CPAs P.C
5959 Rockside Woods Boulevard North
Suite 600
Cleveland, OH 44131

Capstone Energy+, Inc.
ir@CapstoneEnergyPlus.com
T. 818-407-3628

Media and Investor Inquiries:

Gateway Group, Inc.
CGEH@gateway-grp.com
T. 949-574-3860

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